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Posted

Question is still not clear to me? Could you expand it a bit?

Client acted as fiduciary for 2 seperate estates for his uncle and sister. He took fees of $10,000 total. He wants to put the total into Roth IRA's for himself and his spouse for 2008. Both are over 70 and have no other earned income.

I have always entered these non-professional fiduciary fees on 1040, line 21 since they are not subject to self-employment tax. This doesn't look a lot like earned income. Is it earned enough to justify Roth contributions?

Thanks.

Posted

>>doesn't look a lot like earned income<<

I don't have a citation handy, but compensation for purposes of IRA contributions is defined in the code. It includes wages, self-employment income, non-passive partnership income, and certain support payments. Since he is not characterizing his fees as income from a trade or business, they do not qualify for the contribution he wants to make.

Posted

I agree, either he's in the business of acting as a fiduciary, in which case the income is subject to SE tax, or he's not. If he's not in a business, the income does not qualify for earnings eligible to contribute to a ROTH. Nor do I think that acting as the fiduciary for two relatives would qualify him as 'in business' with a profit motive. I'd strongly advise the client to forget that one.

Posted

>>advise the client to forget that one<<

I wouldn't go that far. Find out why he wanted the money in a Roth. The usual answer is tax-free earnings, plus ability to designate a beneficiary. Both of those goals are easily obtainable with greater flexibility and lower fees through traditional investment and estate planning strategies.

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