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Posted

Client over her 401k in 2014.  She received a 1099R for the excess contributions one with code P and one with code BP.  In ATX, upon entering these codes it removes the contribution as being taxable.  Any idea as to why this would be or how to handle this?

Posted

For matching purposes, I would leave 2014 alone and report it in 2015. I am not sure under what circumstances a roll over will cause excess contribution if we are talking 401k to 401k.

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Posted

Determining which year to report the return of the excess depends on when it was withdrawn, before April 15th or after makes a difference. Please see this IRS page (safe link direct to IRS site), about mid-way down the page starting at "Treatment of Excess Deferrals".

Posted

Also makes a difference WHY.  If a highly compensated employee after the 2014 plan was tested is then issued a withdrawal on a 2015 form with certain codes (P?) it was really part of his 2014 compensation and you need to amend 2014.  Check the instructions for each code.

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