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Posted

I have a client that converted a traditional IRA funded with non-deductable contributions to a Roth at the behest of their "financial advisor", and has since received a 1099R reporting that she is taxable for the full amount. Being that the IRA was funded with after tax dollars, is it up t the reporting institution to correct the 1099R? If the client doesn't get help on this matter from the institution, what would you recommend?

Posted

And hopefully she was filing an 8606 all along!

And Lion is right, the institution has NO idea of what the basis is in the IRA. IRA 1099-Rs always have 'taxable amount not determined' checked. It is the taxpayer's requirement to track basis, and report it to the IRS by filing the 8606. You can reconstruct basis from the 5498's received each year and a copy of the tax returns filed, since she began making the nondeductible contributions.

Have fun!

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